Prior to joining the firm, Kevin served as general counsel and chief compliance officer at an investment management firm, where he acted as head of legal and regulatory compliance matters. He also provided support in product development and exchange-listing activities and with regard to an ETF product line that offers investors structured exposures to broad equity markets.
Kevin was also previously responsible for legal affairs, regulatory compliance matters, risk, and corporate governance management across a global asset management company, and served as chief compliance officer of an investment management company subsidiary.
